Search Results - "financial regulation"
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The foundations and future of financial regulation governance for responsibility
Published 2014Table of Contents: “…Introduction -- The Objectives of Financial Regulation -- The Decentred Regulatory Space in Financial Sector Governance and the Essential Partnership of Public and Private-led Governance -- The Governance Role of Auditors in Financial Regulation -- The Nature of Investor Protection -- Regulatory Governance of Alternative Investment Fund Managers -- Regulation of Credit Rating Agencies -- Consumer Protection in the Retail Market -- Regulating the Soundness of Financial Intermediaries From Financial Intermediaries to Masters of the Universe -- Addressing the Consequences of Financial Empire Building and Systemic Risk Costs -- Boosting Micro-prudential Regulation -- The Meta-regulatory Nature of Risk Management and Corporate Governance -- The Rise of Macro-prudential Supervision -- Information Collection and Surveillance in Macro-prudential Supervision -- The Regulatory Architecture for Macro-prudential Supervision in the UK and EU -- The Pre-emptive Approach in Financial Regulation and the Accountability of Regulatory Authorities in the UK and EU -- The International Framework for Financial Regulation -- Conclusion.…”
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The foundations and future of financial regulation governance for responsibility
Published 2014Table of Contents: “…Introduction -- The Objectives of Financial Regulation -- The Decentred Regulatory Space in Financial Sector Governance and the Essential Partnership of Public and Private-led Governance -- The Governance Role of Auditors in Financial Regulation -- The Nature of Investor Protection -- Regulatory Governance of Alternative Investment Fund Managers -- Regulation of Credit Rating Agencies -- Consumer Protection in the Retail Market -- Regulating the Soundness of Financial Intermediaries From Financial Intermediaries to Masters of the Universe -- Addressing the Consequences of Financial Empire Building and Systemic Risk Costs -- Boosting Micro-prudential Regulation -- The Meta-regulatory Nature of Risk Management and Corporate Governance -- The Rise of Macro-prudential Supervision -- Information Collection and Surveillance in Macro-prudential Supervision -- The Regulatory Architecture for Macro-prudential Supervision in the UK and EU -- The Pre-emptive Approach in Financial Regulation and the Accountability of Regulatory Authorities in the UK and EU -- The International Framework for Financial Regulation -- Conclusion.…”
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Asian financial markets
Published 2009“…Journal of financial regulation and compliance ;…”
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The Indonesian economy crisis causes, consequences and lessons
Published 1999Table of Contents: “…Prelude to the Crisis -- The Course of the Crisis -- Socio-Economic Impacts -- Economic Indicators -- Financial Indicators -- Social Indicators -- Causes of the Crisis -- Pre-Crisis Vulnerability Factors -- External debt and capital mobility -- Poor macroeconomic management -- Poor financial regulation -- Corruption and governance -- Management of the Crisis -- A chronicle of policy errors -- KKN again -- The role of the IMF -- Additional adverse factors -- The Way Ahead -- Monetary and exchange rate policy -- Fiscal policy -- Banking reform and corporate debt restructuring -- Microeconomic and sectoral reform -- Social Policy -- Broader Analytical Issues -- Capital Controls (and Sequencing)? …”
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The advisor's guide to life insurance
Published 2011Table of Contents: “…Introduction to life insurance -- Life insurance advice, advisors, and distribution -- The importance and nature of life insurance financial strength -- Life insurer financial regulation and policyholder protections -- Life insurer financial strength due care -- Life insurance basics -- Common life insurance policies -- Life insurance policy attributes -- Life insurance policy provisions and features -- Life insurance for family security -- Life insurance in estate planning -- Business uses of life insurance -- Life insurance policy illustrations -- Assessing the sustainability of illustrated policy values -- Determining appropriate policy funding levels for flexible premium life insurance -- Using policy illustrations for competitive comparison purposes -- Using policy reviews to sustain policy viability and achieve insurance goals -- Securing lifetime values from life insurance -- Appendices.…”
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Power, interdependence, and nonstate actors in world politics
Published 2009Table of Contents: “…Exploring private sector participation in global financial regulation / Layna Mosley -- Power, interdependence, and domestic politics in international environmental cooperation / Elizabeth R. …”
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International organizations and implementation enforcers, managers, authorities?
Published 2008Table of Contents: “…: different logics of implementation policy in the European Union and the International Labour Organization / Miriam Hartlapp -- Beyond the carrot and the stick : state reporting procedures in the World Trade Organization and the Organization for Economic Cooperation and Development / Thomas Conzelmann -- International organizations and the implementation of new financial regulations by blacklisting / J.C. Sharman -- Bureaucratic authority and the implementation of international treaties : evidence from two convention secretariats / Steffen Bauer -- International policy implementation through gate keeping : the Internet Corporation for Assigned Names and Numbers (ICANN) / George Christou & Seamus Simpson -- All bark and no bite? …”
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